Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wallis Wealth Limited
FRN 952241
- (2)Employed By (since 20 Aug 2025)
- (2)Employed By (23 Mar 2024 to 20 Aug 2025)
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- CF30 Customer (20 Aug 2025 to 20 Aug 2025)
- CF1 Director (AR) (20 Aug 2025 to 20 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (27 Mar 2024 to 20 Aug 2025)
- [FCA CF] Client dealing (15 Mar 2024 to 27 Mar 2024)
- [FCA CF] Functions requiring qualifications (15 Mar 2024 to 27 Mar 2024)
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- CF1 Director (AR) (21 Sep 2021 to 7 Mar 2024)
- CF30 Customer (21 Sep 2021 to 7 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2024)
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- Employed By (16 Jan 2020 to 7 Mar 2024)
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- CF30 Customer (29 Oct 2012 to 7 Oct 2013)
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- (5)Employed By (29 Oct 2012 to 7 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Stow Wealth Management Ltd
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controlled function added: (5)Employed By at Stow Wealth Management Ltd