Benjamin James Ellis

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cactus Financial Planning Ltd

    FRN 990743

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • Responsible for Insurance Distribution (since 2 Oct 2023)
    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2023)
    • SMF3 Executive Director (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (30 Sep 2015 to 30 Sep 2023)
    • CF1 Director (AR) (30 Sep 2015 to 30 Sep 2023)
  • Cactus Financial Planning Ltd (no longer approved here)

    FRN 717316

    • Employed By (30 Sep 2015 to 30 Sep 2023)

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Updates to this individual's record on the FCA register.

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