Benjamin Jack Rogan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Braemar Securities Limited
FRN 583277
- SMF16 Compliance Oversight (since 25 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2025)
Edgewater Markets Limited (no longer approved here)
FRN 988539
- SMF3 Executive Director (31 Jan 2024 to 27 Jan 2025)
- SMF16 Compliance Oversight (31 Jan 2024 to 27 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2024 to 27 Jan 2025)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- [FCA CF] Material risk taker (16 Sep 2022 to 30 Nov 2023)
- SMF16 Compliance Oversight (13 Sep 2022 to 24 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2022 to 24 Nov 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.