Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 6 Sep 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2017)
- [FCA CF] Client dealing (since 19 Sep 2016)
- [FCA CF] Manager of certification employee (19 Sep 2016 to 4 Jul 2018)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 13 Apr 2022)
- [FCA CF] Manager of certification employee (since 8 Apr 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2019)
- [FCA CF] Manager of certification employee (25 Jun 2019 to 6 May 2021)
-
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.