Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 13 Apr 2022)
    • [FCA CF] Manager of certification employee (since 6 Sep 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2017)
    • [FCA CF] Client dealing (since 19 Sep 2016)
    • [FCA CF] Manager of certification employee (19 Sep 2016 to 4 Jul 2018)
    • [PRA CF] Managing a material risk taker (since 13 Apr 2022)
    • [FCA CF] Manager of certification employee (since 8 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2019)
    • [FCA CF] Manager of certification employee (25 Jun 2019 to 6 May 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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