Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 12 Jan 2017)
    • [FCA CF] Material risk taker (since 12 Jan 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jan 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (6 Sep 2024 to 10 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2023 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (23 Aug 2023 to 10 Feb 2025)
    • [FCA CF] Material risk taker (23 Aug 2023 to 22 Jan 2026)
    • [FCA CF] Client dealing (23 Aug 2023 to 3 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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