Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jan 2008 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 22 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
    • CF30 Customer (7 Jan 2008 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (23 Nov 2018 to 25 Feb 2021)
    • [FCA CF] Client dealing (23 Nov 2018 to 30 Sep 2022)
    • CF30 Customer (7 Jan 2008 to 20 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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