Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 22 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Jan 2008 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 22 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
- CF30 Customer (7 Jan 2008 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (23 Nov 2018 to 25 Feb 2021)
- [FCA CF] Client dealing (23 Nov 2018 to 30 Sep 2022)
- CF30 Customer (7 Jan 2008 to 20 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.