Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 27 Jun 2025)
- CF30 Customer (since 13 Jun 2025)
- [FCA CF] Functions requiring qualifications (24 Sep 2024 to 9 Apr 2025)
- [FCA CF] Client dealing (24 Sep 2024 to 9 Apr 2025)
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Octo Financial Planning Ltd
FRN 972331
- (10)Employed By (since 13 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
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