Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 13 Jan 2020)
- [FCA CF] Material risk taker (since 13 Jan 2020)
- [FCA CF] Client dealing (since 13 Jan 2020)
- [FCA CF] Client dealing (7 Sep 2016 to 11 Mar 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Mar 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Mar 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 15 Jun 2007)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 13 Jan 2020)
- [FCA CF] Client dealing (since 13 Jan 2020)
- [FCA CF] Manager of certification employee (since 13 Jan 2020)
- [FCA CF] Client dealing (7 Sep 2016 to 11 Mar 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Mar 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.