Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Conning Asset Management Limited
FRN 189316
- [FCA CF] Manager of certification employee (since 24 Oct 2025)
- [FCA CF] Material risk taker (since 9 Feb 2023)
- [FCA CF] Client dealing (since 1 Dec 2020)
- CF30 Customer (5 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (5 Dec 2008 to 11 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.