Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
    • SMF3 Executive Director (8 Sep 2021 to 1 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jan 2024)
    • CF2 Non Executive Director (5 Mar 2018 to 8 Dec 2019)
    • CF1 Director (23 Dec 2015 to 5 Mar 2018)
    • CF11 Money Laundering Reporting (23 Dec 2015 to 5 Mar 2018)
    • CF10 Compliance Oversight (23 Dec 2015 to 5 Mar 2018)
    • CF3 Chief Executive (23 Dec 2015 to 5 Mar 2018)
    • CF30 Customer (23 Dec 2015 to 5 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.