Benjamin David Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 26 Apr 2023)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (3 Sep 2021 to 2 Sep 2022)
    • CF30 Customer (25 Jun 2018 to 21 Jul 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2003)
    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.