Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TETRAGON PARTNERS UK LLP (no longer approved here)

    FRN 524468

    • [FCA CF] Material risk taker (7 Jan 2022 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (4 May 2011 to 8 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (11 Oct 2002 to 27 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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