Benjamin Coates

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 16 Dec 2019)
    • [FCA CF] Manager of certification employee (15 Oct 2021 to 24 Oct 2023)
    • [FCA CF] Material risk taker (16 Dec 2019 to 24 Oct 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 5 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2019)
    • CF30 Customer (3 Nov 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.