Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (AR) (20 Oct 2009 to 31 Mar 2026)
    • CF30 Customer (20 Oct 2009 to 31 Mar 2026)
  • Kennedy Black Wealth Management Ltd (no longer approved here)

    FRN 509644

    • (1)Employed By (20 Oct 2009 to 31 Mar 2026)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 25 Aug 2009)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.