Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 5 Jul 2022)
    • [FCA CF] Client dealing (since 9 Jan 2020)
    • [FCA CF] Material risk taker (since 9 Jan 2020)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
    • CF27 Investment Management (26 Oct 2002 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 24 Sep 2019)
    • CF27 Investment Management (26 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.