Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 2 Dec 2024)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (7 Nov 2019 to 1 Dec 2021)
    • [FCA CF] Client dealing (7 Nov 2019 to 1 Dec 2021)
    • [FCA CF] Manager of certification employee (12 Dec 2017 to 25 Jul 2019)
    • [FCA CF] Significant management (12 Dec 2017 to 30 Jul 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (23 Jan 2018 to 1 Jan 2024)
    • [FCA CF] Client dealing (12 Dec 2017 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (12 Dec 2017 to 1 Jan 2024)
    • [FCA CF] Significant management (12 Dec 2017 to 1 Jan 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (23 Jan 2018 to 30 Jul 2019)
    • [FCA CF] Manager of certification employee (12 Dec 2017 to 30 Jul 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (25 Oct 2013 to 10 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.