Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (1 Dec 2017 to 12 Jul 2022)
    • [FCA CF] Material risk taker (1 Dec 2017 to 12 Jul 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Oct 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.