Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2025)
    • CF30 Customer (since 9 Jan 2025)
    • CF1 Director (AR) (since 9 Jan 2025)
  • Avenue Financial Solutions Ltd (no longer approved here)

    FRN 842729

    • (2)Employed By (9 Jan 2025 to 29 Apr 2026)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (12 Sep 2022 to 3 Sep 2024)
    • CF30 Customer (23 Dec 2021 to 3 Sep 2024)
    • [FCA CF] Functions requiring qualifications (4 Nov 2021 to 4 Jan 2022)
    • [FCA CF] Client dealing (4 Nov 2021 to 2 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2024)
  • Nest Finance London Ltd (no longer approved here)

    FRN 845653

    • (1)Employed By (31 Jan 2022 to 3 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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