Benedict Mark Appleby

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pembroke Asset Management LLP (no longer approved here)

    FRN 229257

    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Nov 2018)
    • CF10 Compliance Oversight (15 Jun 2012 to 16 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 15 Aug 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Apr 2004 to 31 Oct 2007)
    • CF4 Partner (1 Apr 2004 to 16 Nov 2018)
    • CF8 Apportionment and Oversight (1 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.