Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- SMF3 Executive Director (since 7 May 2024)
- [FCA CF] Client dealing (31 Dec 2020 to 11 Dec 2024)
- [FCA CF] Functions requiring qualifications (31 Dec 2020 to 11 Dec 2024)
- [FCA CF] Manager of certification employee (31 Dec 2020 to 19 Jun 2023)
- CF30 Customer (8 Jun 2010 to 30 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2010)
- CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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