Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 7 May 2024)
    • [FCA CF] Client dealing (31 Dec 2020 to 11 Dec 2024)
    • [FCA CF] Functions requiring qualifications (31 Dec 2020 to 11 Dec 2024)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 19 Jun 2023)
    • CF30 Customer (8 Jun 2010 to 30 Jun 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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