Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF30 Customer (7 Dec 2010 to 6 Mar 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 29 Sep 2008)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.