Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF28 Systems and controls (22 Jul 2014 to 15 Sep 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (1 Nov 2007 to 18 Feb 2008)
    • CF30 Customer (1 Nov 2007 to 18 Feb 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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