Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Algorithmic trading (since 21 Feb 2025)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- CF30 Customer (6 Oct 2015 to 6 Mar 2016)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Algorithmic trading (since 21 Feb 2025)
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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- CF30 Customer (7 Oct 2013 to 20 Jul 2015)
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- CF30 Customer (17 Jan 2011 to 4 Jul 2013)
- CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 May 2005 to 21 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.