Benedict Ernest Uglow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Messels Limited

    FRN 403323

    • CF1 Director (AR) (since 13 May 2024)
    • CF30 Customer (since 13 May 2024)
  • Oxcap Analytics Limited

    FRN 1011473

    • (7)Employed By (since 13 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2018 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Dec 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Dec 2023)
    • CF30 Customer (30 Apr 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.