Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jun 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Jun 2020)
    • CF30 Customer (21 Jan 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 26 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Jun 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (11 Jan 2012 to 6 Nov 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 Oct 2011)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 10 Oct 2011)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.