Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
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- [FCA CF] Manager of certification employee (12 Jul 2021 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (12 Jul 2021 to 22 Oct 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Feb 2005 to 13 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.