Ben Wrigley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adcas Financial Management Ltd

    FRN 222123

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (since 17 Sep 2015)
    • Responsible for Insurance Distribution (4 May 2020 to 20 Aug 2020)
    • CF1 Director (3 Aug 2017 to 8 Dec 2019)
  • A&N Financial Management Ltd

    FRN 783879

    • (2)Employed By (since 12 Jul 2017)
  • Aspiration Financial Management Ltd

    FRN 763796

    • (1)Employed By (since 10 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.