Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 6 Apr 2022)
- CF1 Director (6 Apr 2018 to 1 Sep 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 6 Apr 2022)
- CF1 Director (6 Apr 2018 to 1 Sep 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 6 Apr 2022)
- CF1 Director (6 Apr 2018 to 1 Sep 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2012)
- CF21 Investment Adviser (11 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 11 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.