Ben William Palmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • [FCA CF] Client dealing (since 13 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2023)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 2 Mar 2023)
    • [FCA CF] Client dealing (16 Nov 2020 to 2 Mar 2023)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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