Ben Waterhouse

• ASCOT LLOYD FINANCIAL PLANNING LIMITED

  FRN 144519

  • SMF3 Executive Director (since 9 Feb 2026)
• Ascot Lloyd Limited

  FRN 578614

  • Responsible for Insurance Distribution (since 1 Jan 2026)
  • SMF3 Executive Director (since 1 Jan 2026)
  • Responsibility for MCD Intermediation (since 1 Jan 2026)
• Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

  FRN 830170

  • SMF3 Executive Director (1 Nov 2022 to 17 Sep 2025)
  • [FCA CF] Significant management (21 Jul 2022 to 29 Sep 2025)
  • [FCA CF] Manager of certification employee (21 Jul 2022 to 29 Sep 2025)
  • [FCA CF] Material risk taker (21 Jul 2022 to 29 Sep 2025)
• BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

  FRN 155595

  • [FCA CF] Significant management (2 Mar 2021 to 28 Feb 2022)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF29 Significant management (7 Feb 2011 to 2 Nov 2015)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF29 Significant management (7 Feb 2011 to 2 Nov 2015)

No changes recorded yet.