Ben Walls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 12 Mar 2024)
    • [FCA CF] Client dealing (since 19 Sep 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Aug 2017 to 12 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jul 2023)
    • CF30 Customer (4 Apr 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Aug 2017 to 12 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jul 2023)
    • CF30 Customer (4 Apr 2012 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (6 Dec 2007 to 12 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Aug 2007 to 29 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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