Ben Tobin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jan 2015)
    • CF30 Customer (since 8 Jul 2014)
  • Green Island Wealth Management Ltd

    FRN 660854

    • (1)Employed By (since 23 Dec 2014)
  • Ben Tobin (no longer approved here)

    FRN 627648

    • Employed By (8 Jul 2014 to 6 Jan 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (3 Sep 2010 to 31 Dec 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (605)Employed By (3 Sep 2010 to 31 Dec 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 30 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Jun 2008 to 14 Mar 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Apr 2006 to 20 Jul 2007)
    • CF22 Investment Adviser (Trainee) (9 Feb 2004 to 7 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.