Ben Robert Warren

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Aug 2017)
  • Benjamin Warren

    FRN 786349

    • Employed By (since 14 Aug 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Apr 2013 to 11 Jan 2015)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (26)Employed By (10 May 2011 to 18 Feb 2013)
  • Kings Group Limited Liability Partnership (no longer approved here)

    FRN 162695

    • (22)Employed By (17 Mar 2011 to 9 May 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Mar 2011 to 18 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (22)Employed By at Kings Group Limited Liability Partnership