Ben Richard Jacobs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Basso Associates UK Limited
FRN 438253
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (17 Nov 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Jul 2009 to 14 Sep 2015)
- CF11 Money Laundering Reporting (7 Jul 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (16 Dec 2005 to 31 Oct 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (17 Sep 2003 to 5 Jan 2005)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.