Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Evenlode Investment Management Limited
FRN 767844
- 14. Managing investments
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (23 May 2017 to 30 Jul 2018)
- CF1 Director (23 May 2017 to 8 Dec 2019)
- CF30 Customer (23 May 2017 to 8 Dec 2019)
-
- CF1 Director (28 Dec 2012 to 28 Apr 2017)
- CF10 Compliance Oversight (1 Nov 2011 to 28 Feb 2015)
- CF30 Customer (6 Dec 2010 to 6 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.