Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (23 May 2017 to 30 Jul 2018)
    • CF1 Director (23 May 2017 to 8 Dec 2019)
    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • CF1 Director (28 Dec 2012 to 28 Apr 2017)
    • CF10 Compliance Oversight (1 Nov 2011 to 28 Feb 2015)
    • CF30 Customer (6 Dec 2010 to 6 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.