Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 2 Mar 2020)
- [FCA CF] Client dealing (2 Sep 2019 to 11 Jan 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2002)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.