Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 23 Oct 2025)
  • BOWER RETIREMENT LIMITED (no longer approved here)

    FRN 451607

    • [FCA CF] Functions requiring qualifications (6 Nov 2024 to 22 Oct 2025)
    • [FCA CF] Client dealing (6 Nov 2024 to 22 Oct 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (20 Jun 2023 to 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (20 Jun 2023 to 18 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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