Ben Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DNB Bank ASA
FRN 204731
- [FCA CF] Client dealing (since 1 Mar 2026)
DNB Carnegie Investment Bank AB (no longer approved here)
FRN 971536
- (21)[FCA CF] Client dealing (1 Dec 2022 to 28 Feb 2026)
Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)
FRN 124943
- [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Jul 2020)
- [FCA CF] Client dealing (6 Mar 2017 to 7 Jul 2020)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (3 Feb 2015 to 6 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (6 May 2010 to 21 Jan 2015)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 27 Nov 2008)
- CF22 Investment Adviser (Trainee) (22 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (21)[FCA CF] Client dealing at DNB Carnegie Investment Bank AB

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.