Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 3 Oct 2022)
    • [FCA CF] Manager of certification employee (since 3 Oct 2022)
    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 3 Oct 2022)
    • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (23 Jan 2018 to 17 Jan 2019)
    • [FCA CF] Client dealing (15 Sep 2016 to 17 Jan 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 23 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.