Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 1 Sep 2023)
- [FCA CF] Client dealing (since 3 Oct 2022)
- [FCA CF] Manager of certification employee (since 3 Oct 2022)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 1 Sep 2023)
- [FCA CF] Client dealing (since 3 Oct 2022)
- [FCA CF] Manager of certification employee (since 3 Oct 2022)
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- [FCA CF] Manager of certification employee (23 Jan 2018 to 17 Jan 2019)
- [FCA CF] Client dealing (15 Sep 2016 to 17 Jan 2019)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 23 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.