Ben Ernest Westaway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westcourt Financial Services Limited

    FRN 458200

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Mar 2011)
    • CF30 Customer (since 1 Jun 2010)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2025)
  • Jessop Financial Planning Limited

    FRN 525008

    • (2)Employed By (since 1 Jun 2010)
  • Clear Financial Management Ltd (3214) (no longer approved here)

    FRN 207691

    • Employed By (27 Jan 2005 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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