Ben Cordiner

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cordiner Wealth Limited

    FRN 611188

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 8 May 2025)
    • CF30 Customer (since 8 May 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
    • CF1 Director (27 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Jan 2014 to 30 Sep 2018)
  • Cordiner Capital Limited

    FRN 1032423

    • Employed By (since 8 May 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (31 Aug 2012 to 17 Apr 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (25 Mar 2010 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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