Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Dec 2017)
    • CF30 Customer (since 17 Sep 2013)
    • (1)Employed By (since 13 Dec 2017)
  • Blythswood Associates (no longer approved here)

    FRN 600175

    • Employed By (17 Sep 2013 to 21 Dec 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Aug 2009 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexanders Wealth Management Ltd

  2. controlled function added: (1)Employed By at Alexanders Wealth Management Ltd