Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (9 Mar 2021 to 20 Jul 2023)
    • CF30 Customer (6 Jan 2018 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (25 Nov 2016 to 1 Jun 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (1 Nov 2007 to 25 Oct 2010)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.