Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Northern Trust Company
FRN 122020
- SMF22 Other Local Responsibility (since 17 Jan 2025)
- [FCA CF] Significant management (19 Apr 2018 to 17 Jan 2025)
- CF30 Customer (1 Nov 2007 to 21 Dec 2009)
- CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
-
Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 9 Dec 2021)
-
- CF21 Investment Adviser (3 Dec 2004 to 17 Jun 2005)
-
- CF21 Investment Adviser (3 Dec 2004 to 17 Jun 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.