Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 30 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2022 to 30 Sep 2023)
    • [FCA CF] Significant management (9 Sep 2022 to 30 Sep 2023)
    • SMF2 Chief Finance (21 Jul 2020 to 9 Sep 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jul 2020)
    • CF30 Customer (1 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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