Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 29 Oct 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (13 Feb 2018 to 15 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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