Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (11 Mar 2019 to 6 Jul 2019)
- [FCA CF] Material risk taker (11 Mar 2019 to 11 Oct 2022)
- [FCA CF] Client dealing (9 Nov 2016 to 3 Oct 2023)
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- CF30 Customer (1 Nov 2007 to 21 Apr 2010)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (9 Aug 2006 to 13 Dec 2006)
- CF22 Investment Adviser (Trainee) (8 Feb 2005 to 9 Aug 2006)
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- CF21 Investment Adviser (9 Aug 2006 to 13 Dec 2006)
- CF22 Investment Adviser (Trainee) (8 Feb 2005 to 9 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.