Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2019)
    • CF30 Customer (29 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2019)
    • CF30 Customer (29 Jan 2016 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2019)
    • CF30 Customer (29 Jan 2016 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 13 May 2010)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 13 May 2010)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.