Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 16 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 28 Nov 2019)
    • [FCA CF] Manager of certification employee (since 28 Nov 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (28 Nov 2019 to 17 Nov 2021)
    • [FCA CF] Manager of certification employee (28 Nov 2019 to 17 Nov 2021)
    • [FCA CF] Material risk taker (28 Nov 2019 to 17 Nov 2021)
    • [FCA CF] Significant management (28 Nov 2019 to 18 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (28 Nov 2019 to 17 Nov 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Nov 2008 to 14 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.