Barry Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Inspirational Financial Management Ltd (no longer approved here)
FRN 223511
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 18 Nov 2021)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (9 Jul 2007 to 6 Sep 2010)
- CF4 Partner (AR) (9 Mar 2006 to 9 Jul 2007)
Peakdale Financial Services Ltd (no longer approved here)
FRN 206280
- (2)Employed By (18 Aug 2003 to 6 Sep 2010)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.